Investor Charter
A. Vision & Mission Statements for Investors
Vision
To empower investors through transparent, ethical, and professional research services that enable informed investment decisions in the securities market.
Mission
To provide high-quality, unbiased research analysis while maintaining the highest standards of regulatory compliance and investor protection as prescribed by SEBI.
B. Details of Business Transacted
We are a SEBI Registered Research Analyst providing the following services:
- Equity Research Reports
- Investment Recommendations (Buy, Sell, Hold)
- Market Analysis and Insights
- Portfolio Advisory Services
- Research-based Investment Guidance
Vision
Invest with knowledge & safety.
Mission
Every investor should be able to invest in right investment products based on their needs, manage and monitor them to meet their goals, access reports and enjoy financial wellness.
Details of Business Transacted & Services Provided
- To publish research report based on the research activities of the RA.
- To provide an independent unbiased view on securities.
- To offer unbiased recommendation, disclosing the financial interests in recommended securities.
- To provide research recommendation, based on analysis of publicly available information and known observations.
- To conduct audit annually.
- To ensure that all advertisements are in adherence to the provisions of the Advertisement Code for Research Analysts.
- To maintain records of interactions, with all clients including prospective clients (prior to onboarding), where any conversation related to the research services has taken place.
- Onboarding of Clients: Sharing of terms and conditions of research services and Completing KYC of fee-paying clients.
- Disclosure to Clients: To disclose information material for informed decisions, extent of AI use, and potential conflicts of interest.
Rights of Investors
- Right to Privacy and Confidentiality
- Right to Transparent Practices
- Right to Fair and Equitable Treatment
- Right to Adequate Information
- Right to Initial and Continuing Disclosure
- Right to Fair & True Advertisement
- Right to be informed of timelines for services
- Right to be Heard and Satisfactory Grievance Redressal
- Right to Exit in accordance with terms
- Right to receive clear guidance on High-Risk Products
Responsibilities of Investors
Do's
- Always deal with SEBI registered Research Analyst.
- Ensure that the Research Analyst has a valid registration certificate.
- Check for SEBI registration number on SEBI website.
- Always pay attention towards disclosures made in the research reports before investing.
- Pay through banking channels only and maintain receipts.
- Ask relevant questions and clear doubts before acting on recommendations.
Don'ts
- Do not provide funds for investment to the Research Analyst.
- Don't fall prey to luring advertisements or market rumours.
- Do not get attracted to limited-period discounts or other incentives.
- Do not share login credentials and passwords of your trading/demat accounts.
Grievance Redressal Mechanism
In case of any grievance/complaint, an investor may approach the concerned Research Analyst who shall strive to redress the grievance immediately, but not later than 21 days of the receipt of the grievance.
Disclaimer: This Investor Charter is prepared in accordance with SEBI (Research Analysts) Regulations, 2014 and is subject to periodic updates based on regulatory changes.